General Index

SECURED TRANSACTIONS

Filing, indexing, 79A.5190

SECURED TRANSACTIONS

Financing statement, contents, 79A.5020

SECURED TRANSACTIONS

Place of filing, 79A.5010

SECURED TRANSACTIONS

Standing, as goods, 79A.1020

SECURED TRANSACTIONS

Title

SECURED TRANSACTIONS

Certificates of title

SECURED TRANSACTIONS

Filing requirements, 79A.3030, 79A.3130

SECURED TRANSACTIONS

Perfection, governing law, 79A.3030, 79A.3160, 79A.3370

SECURED TRANSACTIONS

Collateral, 79A.2020, 79A.6190

SECURED TRANSACTIONS

Tort liability of secured party, 79A.4020

SECURED TRANSACTIONS

Transfer of collateral, see Collateral, this topic

See COLLATERAL

SECURED TRANSACTIONS

Trust deeds, utility corporations, filing, 79A.5010, 79A.5020

SECURED TRANSACTIONS

Uniform Commercial Code, short title, 79A.1010

SECURED TRANSACTIONS

United States statutes, application, 79A.1090

SECURED TRANSACTIONS

Unperfected security interest, 79A.3170

SECURED TRANSACTIONS

Use of goods, 79A.2050

SECURED TRANSACTIONS

Validity

SECURED TRANSACTIONS

Governing law, 79A.3010, 79A.3020, 79A.3160

SECURED TRANSACTIONS

Security agreement, 79A.2010

SECURED TRANSACTIONS

Wages, assignment, exclusion, 79A.1090

SECURED TRANSACTIONS

Waiver of claim or right, consideration, 71.3060

SECURED TRANSACTIONS

Warehouses, 77.2090, 79A.3120, 79A.3130

SECURED TRANSACTIONS

Water corporations, trust deeds, mortgages, filing, 79A.5010, 79A.5020

SECURITIES

See also CORPORATE STOCK AND STOCK-

See CORPORATE STOCK AND STOCK-

SECURITIES

HOLDERS; PRINCIPAL AND INCOME ACT,

SECURITIES

UNIFORM

SECURITIES

(Generally), 59.005 et seq.

SECURITIES

Abandoned or unclaimed, see ABANDONED OR

See ABANDONED

SECURITIES

UNCLAIMED PROPERTY

SECURITIES

Actions and proceedings

SECURITIES

(Generally), 59.115, 59.125

SECURITIES

Attorney fees, 59.115, 59.127, 59.137, 59.255, 59.331

SECURITIES

Attorney General

SECURITIES

Enforcement powers, generally, 59.331

SECURITIES

Securities claims, class actions, representation, 180.060

SECURITIES

Burden of proof, 59.045, 59.275

SECURITIES

Civil penalties, 59.995

SECURITIES

Actions and proceedings (Cont.)

SECURITIES

Damages, violations of law, 59.115, 59.127, 59.137, 59.255, 59.331

SECURITIES

Evidence, see EVIDENCE

See EVIDENCE

SECURITIES

Fraud, 59.137

SECURITIES

Injunctions, 59.205, 59.255, 59.331

SECURITIES

Limitation of actions, see Limitation of actions, this topic

See LIMITATION OF ACTIONS

SECURITIES

Liquidation, broker-dealers, mortgage brokers, investment advisers, 59.265

SECURITIES

Oaths, subpoenas, 59.245, 59.315, 59.331

SECURITIES

Orders, hearings, 59.295, 59.305, 59.315

SECURITIES

Pleading, proof, exemptions, classifications, 59.275

SECURITIES

Process, notices, demands, service on director, 59.155

SECURITIES

Purchaser, against, 59.127, 59.131

SECURITIES

Receivers, appointment, 59.255, 59.265, 59.331

SECURITIES

Rules, 59.285

SECURITIES

Sales, illegal, remedies, limitation, 59.115, 59.125

SECURITIES

Second offense, certain violations, 59.820

SECURITIES

Witnesses, 59.315, 59.331

SECURITIES

Administrative procedure

SECURITIES

(Generally), 59.285, 59.295, 59.305, 59.315

SECURITIES

Civil penalties, 59.995

SECURITIES

Application of statutes, exemptions, 59.335

SECURITIES

Assumed business names, licenses, filing, 59.175

SECURITIES

Bank securities, registration, exempt, 59.025, 59.045

SECURITIES

Bonds and undertakings, 59.115, 59.175

SECURITIES

Broker-dealers

SECURITIES

See also Investment advisers, this topic; Salespersons, this topic

See INVESTMENT ADVISERS

SECURITIES

(Generally), 59.235

SECURITIES

Actions, see Actions and proceedings, this topic

See ACTIONS AND PROCEEDINGS

SECURITIES

Bond, 59.115, 59.175

SECURITIES

Conduct, unethical, effect, 59.205, 59.235

SECURITIES

Decedents’ estates, 114.375

SECURITIES

Definition, 59.015, 59.710

SECURITIES

Exempt sales, transactions, registration, 59.035, 59.045, 59.720

SECURITIES

Fees, 59.175

SECURITIES

Financial exploitation of vulnerable persons, see

SECURITIES

Financial exploitation of vulnerable per-

SECURITIES

sons, this topic

SECURITIES

Fraud, 59.135, 59.137, 59.205, 59.235

SECURITIES

Insolvency, 59.205, 59.265, 59.790

SECURITIES

Liability, unlawful sale, 59.115

SECURITIES

Liquidation, impaired assets, 59.265

SECURITIES

Mental incompetence, guardian, 59.225

SECURITIES

Penalties, 59.995

SECURITIES

Pledging improperly, 59.800

SECURITIES

Receivers, appointment, 59.265

SECURITIES

Records, reports required, 59.195

SECURITIES

Reports, personnel, 59.370

SECURITIES

Sales, see Sales, this topic

See SALES

SECURITIES

Supervision, 59.235

SECURITIES

Trading against customer order, 59.780

SECURITIES

Unethical conduct, effect, 59.205, 59.235

SECURITIES

Bucket shops, 59.710, 59.740

SECURITIES

Business trusts, 128.580

SECURITIES

Cease and desist orders, law violations, 59.245

SECURITIES

Charitable or benevolent organizations, registration exemption, 59.025

SECURITIES

Choice of law, 71.3010, 78.1100

SECURITIES

Civil penalties, 59.995

SECURITIES

Collateral

SECURITIES

Commercial Code, investment securities, see COM-

See COM-

SECURITIES

MERCIAL CODE

SECURITIES

F.H.A. bonds, 86.630, 86.640

SECURITIES

Mortgage bonds, 86.630, 86.640

SECURITIES

Wages, security, assignment, 652.330