SECURITIES
Denial, 59.205, 59.215
Official publication aid
General Index
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9,201–9,300 of 24,135 entries · 211 printed pages
Printed page 79, column 2
SECURITIES
Examination, 59.175, 59.235
SECURITIES
Expiration, 59.185
SECURITIES
Fees, 59.175
SECURITIES
Fraud, revocation, 59.205, 59.235
SECURITIES
Insolvency, 59.205
SECURITIES
Insurance, 59.175
SECURITIES
Mental incompetence, guardian, 59.225
SECURITIES
Records, reports required, 59.195
SECURITIES
Renewal, 59.175, 59.185
SECURITIES
Restrictions, 59.175, 59.205, 59.215
SECURITIES
Revocation, suspension, denial, 59.205, 59.215, 59.225
SECURITIES
Unethical conduct, 59.205, 59.235
SECURITIES
Withdrawal by, 59.225, 59.235
SECURITIES
Cancellation, 59.225
SECURITIES
Conditions, orders, 59.085, 59.105, 59.115, 59.295
SECURITIES
Definition, 59.015
SECURITIES
Denial, suspension or revocation, 59.205, 59.215
SECURITIES
Effect, 59.145
SECURITIES
Examination, 59.175
SECURITIES
Excess securities, 59.065
SECURITIES
Exempt securities, transactions, 59.025, 59.035, 59.045
SECURITIES
Expiration date, 59.075
SECURITIES
Federal registration, coordination, 59.065
SECURITIES
Fees, 59.065
SECURITIES
Fraud, 59.105
SECURITIES
Insurance company securities, 732.125
SECURITIES
Investment adviser representatives, 59.165
SECURITIES
Liability, violation of conditions, 59.115, 59.125
SECURITIES
Notice, revocation, suspension, denial, 59.105, 59.295
SECURITIES
Orders, conditions, expiration date, 59.085, 59.105, 59.295
SECURITIES
Procedures, establishing, 59.065
SECURITIES
Process, notices, demands, service on director, 59.155
SECURITIES
Records, inspection, copies, 59.325
SECURITIES
Renewals, 59.075
SECURITIES
Revocation, suspension, denial, 59.105
SECURITIES
Rules, 59.065
SECURITIES
Liens, penalties, 59.995
SECURITIES
Limitation of actions
SECURITIES
Fraud, 59.137
SECURITIES
Purchaser violations, 59.127
SECURITIES
Sale, illegal, 59.115, 59.125
SECURITIES
Liquidation, broker-dealers, investment advisers, 59.265
SECURITIES
Listed securities, registration, exempt, 59.025, 59.045
SECURITIES
Market quotations, manipulation, 59.730, 59.750, 59.770
SECURITIES
Mental incompetence, guardian, broker-dealers, salespersons, mortgage brokers, investment advisers, 59.225
SECURITIES
Minors, gifts to, see GIFTS AND DONATIONS
See GIFTS AND DONATIONS
SECURITIES
Misrepresentation, effect of registration, 59.145
SECURITIES
Money transmission businesses, 717.200, 717.225
SECURITIES
Mortgage banker, defined, 59.015
SECURITIES
Mortgage brokers
SECURITIES
(Generally), 59.235
SECURITIES
Conduct, unethical, effect, 59.205
SECURITIES
Defined, 59.015
SECURITIES
Fraud, 59.205
SECURITIES
Insolvency, 59.205, 59.265
SECURITIES
Liability, unlawful sale, 59.115
SECURITIES
Liquidation, impaired assets, 59.265
SECURITIES
Mental incompetence, guardian, 59.225
SECURITIES
Receivers, appointment, 59.265
SECURITIES
Records, reports required, 59.195
SECURITIES
Supervision, 59.235
SECURITIES
Unethical conduct, effect, 59.205
SECURITIES
Negotiable instruments, registration, exempt, 59.025, 59.045
SECURITIES
Notice
SECURITIES
Changes, controlling persons, 59.185
SECURITIES
Documents filed, truth, 59.145
SECURITIES
Expiration, 59.075
SECURITIES
Hearings, exchange, plan, 59.095
SECURITIES
Offer facts and circumstances, material changes, 59.070
SECURITIES
Orders, hearings, 59.295
SECURITIES
Procedures, rules, 59.175
SECURITIES
Purchasers, return of securities, 59.131
SECURITIES
Revocation, etc., registration, 59.105
SECURITIES
Unlawful security, return, 59.125, 59.131
SECURITIES
Oaths, subpoenas, 59.245, 59.315, 59.331
SECURITIES
Offer or offer to sell
SECURITIES
Banks and circumstances, material changes, notice, 59.070
SECURITIES
Defined, 59.015
SECURITIES
Orders
SECURITIES
Cease and desist, 59.245
SECURITIES
Enforcement, 59.255, 59.331
SECURITIES
Exemptions, denial, withdrawal, condition, 59.045
SECURITIES
Financial report, filing, 59.195
SECURITIES
Hearings, 59.295
SECURITIES
Judicial review, 59.305
SECURITIES
Notice, 59.295
SECURITIES
Registration
SECURITIES
Conditions, 59.085
SECURITIES
Denial, suspension or revocation, 59.105
SECURITIES
Oregon Securities Law, citing, 59.005
SECURITIES
Penalties, see Fines and penalties, this topic
See FINES AND PENALTIES
SECURITIES
Person, defined, 59.015
SECURITIES
Personal jurisdiction, ORCP 4J
SECURITIES
Personal representatives, probate, 114.305, 114.375
SECURITIES
Pleadings, exemptions, classifications, 59.275
SECURITIES
Privileges and immunities, see PRIVILEGES AND
See PRIVILEGES
SECURITIES
IMMUNITIES
SECURITIES
Process, notices, demands, service, 59.155
SECURITIES
Prosecutions, immunities of witnesses, 59.830