SECURITIES
Public utilities, see PUBLIC UTILITIES
See PUBLIC UTILITIES
Official publication aid
General Index
Browse the Legislature’s Quick Search and A–Z subject entries. Citation links open the matching section in this edition.
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9,301–9,400 of 24,135 entries · 211 printed pages
Printed page 80, column 1
SECURITIES
Publicity with respect to violations, 59.245
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Purchaser, violations, 59.127, 59.131
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Real estate
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Investment trust, 128.580
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Real estate (Cont.)
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Paper, defined, 59.015
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Transactions, exemptions, 59.720
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Receivers, appointment, 59.255, 59.265, 59.331
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Records
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(Generally), 56.060, 59.325
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Access, 705.340
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Confidentiality, see Confidential information, this topic
See CONFIDENTIAL INFORMATION
SECURITIES
Fees, establishment, rules, 59.325, 705.350
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Financial exploitation of vulnerable persons, 59.505
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Inspection, 59.195
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Preservation, time, 59.195
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Regulatory
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(Generally), 705.300
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Certification, 705.320
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Evidence, 705.310
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Filing, withdrawal, 705.330
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Requiring production, 59.315
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Sale contracts, 59.085
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Registration
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(Generally), 59.055
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Application, fees, 59.065, 59.070
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Conditions, 59.085
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Denial, suspension, revocation, 59.105
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Effect, 59.145
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Exchange, statement of plan, 59.095
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Exemptions
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Securities, 59.025, 59.045
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Transactions, 59.035, 59.045
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Expiration, renewal, 59.075
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Federal covered securities
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Exemption, 59.049
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Sale requirement, 59.055
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Fees, 59.065, 59.070
SECURITIES
Investment securities, see COMMERCIAL CODE
See COMMERCIAL CODE
SECURITIES
Process, service, director as agent, 59.155
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Purchaser, liability, 59.127, 59.131
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Registered, defined, 59.015
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Salesperson, liability, 59.115, 59.125
SECURITIES
Transfer on death, see Transfer on death registration, this topic
See TRANSFER ON DEATH REGISTRATION
SECURITIES
Regulations, federal, references to, construction, 59.051
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Religious organizations, registration exemption, 59.025
SECURITIES
Remedies
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Attorney General application, 59.331
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Failure to file, 59.105
SECURITIES
Fraud, 59.137
SECURITIES
Illegal sale, 59.115, 59.125
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Law violations, 59.245, 59.255, 59.331
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Seller, 59.127, 59.131
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Reports
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Broker-dealers, personnel, 59.370
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Failure to file, 59.105
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False, 59.135, 59.137
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Filing, 59.195, 59.355
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Financial exploitation of vulnerable persons, 59.485
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Investment advisers, personnel, 59.370
SECURITIES
Issuer, 59.105, 59.135, 59.137, 59.355
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Rescission, illegal sale, 59.115, 59.125
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Restitution, violations, 59.255, 59.331, 59.995
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Rules
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Authority to promulgate, amend, rescind, 59.285
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Document copies, fee, 705.310
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Enforcement, 59.255
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Exemptions from registration, 59.025, 59.045
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Federal covered securities, notice filings, fees, 59.049
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Fees, 59.049, 59.065
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Financial report, 59.195
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Rules (Cont.)
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Financial statements, form, 59.285
SECURITIES
Investigations, 59.245, 59.315
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Records
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Copies, fees, 59.325, 705.350
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Preservation, 59.195
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Registration
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Application announcement, publication, 59.175
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Broker-dealers, mortgage brokers, investment advisers and salespersons, 59.075, 59.175
SECURITIES
Conditions, 59.085
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Establishing, 59.065
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Fees, 59.065
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Procedures, 59.175
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Renewals, 59.075, 59.185
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Violation, registration denial, suspension, revocation, 59.205, 59.235
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Sales
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(Generally), 59.055, 59.115, 59.135, 59.137, 59.335, 59.345
SECURITIES
Banks and circumstances, material changes, notice, 59.070
SECURITIES
Bona fide, necessity, 59.730
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Bonds and undertakings, 59.115, 59.175
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Conditions, registration, 59.075, 59.085, 59.115
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Consent, necessity, 59.800
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Contracts, form, 59.085
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Decedents
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(Generally), 59.035, 114.305, 114.375
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Estate tax payment, 118.310
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Defined, 59.015, 59.345
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Deposits required, 59.085